What is it? Why is it important?

A certified copy is a copy of a primary document or record, with the guarantee that the copy is a true and complete reproduction of the primary document/record.

 

Irrespective of the type of media used (e.g. photocopy) certified copies:

  • Are only copies made from original documents/records
  • Have the same information, content and structure as the original document/record
  • Do not certify the authenticity or correctness of the original document/record but can only certify that the copy is a true copy

 

After having generated a certified copy, an original document/record can be destroyed.

 

There are exceptions to this rule. Original documents/records containing wet-ink signatures must be retained. These documents are considered official accounts, where proof of authenticity can only be ascertained based on the original document/record.

What do I need to do?

As a SP-INV/Site-INV, make yourself familiar with:

  • Ensure that copies meant to replace original essential documents/records fulfil the requirements for certified copies (e.g. the migration from a paper-based TMF/ISF filing system to an electronic filing or archiving system)
  • Make yourself familiar with the procedures needed to confirm that a copy is a true copy of an original document/record, such as:
    • A person checks and verifies that the original and copied document/record are identical (e.g. the person signs and dates the copied document/record)
    • The set-up a validation process that must be complied with, thereby guaranteeing the generation of true copies

Where can I get help?

Your local Research Support Centre can assist you with experienced staff regarding this topic

  • Basel, Departement Klinische Forschung (DKF), dkf.unibas.ch

  • Lugano, Clinical Trials Unit (CTU-EOC), ctueoc.ch

  • Bern, Department of Clinical Research (DCR), dcr.unibe.ch

  • Geneva, Clinical Research Center (CRC), crc.hug.ch

  • Lausanne, Clinical Research Center (CRC), chuv.ch

  • St. Gallen, Clinical Trials Unit (CTU), h-och.ch

  • Zürich, Clinical Trials Center (CTC), usz.ch

References

ICH GCP E6(R3) – see in particular guideline

  • Glossary: Definition certified copy
  • Glossary: Definition of essential records
  • C.2.9 Requirement for certified copies
Abbreviations
  • CTU – Clinical Trials Unit
  • ICH-GCP – International Council for Harmonisation – Good Clinical Practice
  • ISF – Investigator Site File
  • TMF – Trial Master File
Basic ↦ Documents ↦ Certified Copies ↦ Procedures
Study
Basic

Provides some background knowledge and basic definitions

Basic Monitoring
Concept

Starts with a study idea

Ends after having assessed and evaluated study feasibility

Concept Statistic Methodology
Concept Drug or Device
Development

Starts with confidence that the study is feasible

Ends after having received ethics and regulatory approval

Development Drug or Device
Set-Up

Starts with ethics and regulatory approval

Ends after successful study initiation

Set-Up Ethics and Laws
Set-Up Statistic Methodology
Set-Up Quality and Risk
Set-Up Drug or Device
Conduct

Starts with participant recruitment

Ends after the last participant has completed the last study visit

Conduct Statistic Methodology
Conduct Drug or Device
Completion

Starts with last study visit completed

Ends after study publication and archiving

Completion Drug or Device
Current Path (click to copy): Basic ↦ Documents ↦ Certified Copies ↦ Procedures

Please note: the Easy-GCS tool is currently under construction.