Basic↦Documents↦Certified Copies↦Procedures
What is it? Why is it important?
A certified copy is a copy of a primary document or record, with the guarantee that the copy is a true and complete reproduction of the primary document/record.
Irrespective of the type of media used (e.g. photocopy) certified copies:
- Are only copies made from original documents/records
- Have the same information, content and structure as the original document/record
- Do not certify the authenticity or correctness of the original document/record but can only certify that the copy is a true copy
After having generated a certified copy, an original document/record can be destroyed.
There are exceptions to this rule. Original documents/records containing wet-ink signatures must be retained. These documents are considered official accounts, where proof of authenticity can only be ascertained based on the original document/record.
What do I need to do?
As a SP-INV/Site-INV, make yourself familiar with:
- Ensure that copies meant to replace original essential documents/records fulfil the requirements for certified copies (e.g. the migration from a paper-based TMF/ISF filing system to an electronic filing or archiving system)
- Make yourself familiar with the procedures needed to confirm that a copy is a true copy of an original document/record, such as:
- A person checks and verifies that the original and copied document/record are identical (e.g. the person signs and dates the copied document/record)
- The set-up a validation process that must be complied with, thereby guaranteeing the generation of true copies
Where can I get help?
Your local Research Support Centre↧ can assist you with experienced staff regarding this topic
Basel, Departement Klinische Forschung (DKF), dkf.unibas.ch
Lugano, Clinical Trials Unit (CTU-EOC), ctueoc.ch
Bern, Department of Clinical Research (DCR), dcr.unibe.ch
Geneva, Clinical Research Center (CRC), crc.hug.ch
Lausanne, Clinical Research Center (CRC), chuv.ch
St. Gallen, Clinical Trials Unit (CTU), h-och.ch
Zürich, Clinical Trials Center (CTC), usz.ch
References
ICH GCP E6(R3) – see in particular guideline
- Glossary: Definition certified copy
- Glossary: Definition of essential records
- C.2.9 Requirement for certified copies